Welcome to the informational website for
the Macquarie Capital Fair Fund and Puda Coal Securities Litigation.

This website is meant to provide information on two separate matters:

  1. Fair Fund: a Fair Fund established by the Court pursuant to Section 308(a) of the Sarbanes–Oxley Act of 2002, as amended, in SEC v. Macquarie Capital (USA) Inc., et al., No. 15cv2304 (S.D.N.Y.) (DLC) (“Fair Fund ”); and
  2. Class Action Settlements: Funds paid to settle claims in the class action lawsuit (“Class Action”) In re Puda Coal Securities Inc. Litigation, No. 11cv2598 (S.D.N.Y.) (DLC) (“Class Action Settlements”).

There are separate Proofs of Claim for each proceeding. You do not need to file your trade documentation twice but you do need to file two claims if you are eligible and want to participate in both proceedings. If you did not purchase shares of Puda Coal in the Secondary Offering you are not eligible for the Fair Fund, but you may still be eligible for the Class Action.

Please review the Joint Notice for further details about this matter. Copies of the Joint Notice, Fair Fund Claim Form, Class Action Claim Form and other relevant documents can be found under the Important Documents page.

Important Dates

For both the Fair Fund
and the Class Action:
  • May 13, 2016
    Claim Filing Deadline

For only the Class Action:
  • May 13, 2016
    Filing Deadline for requests for Exclusion
  • May 13, 2016
    Filing Deadline for Objections
  • June 17, 2016 at 11:00 a.m.
    The Settlement Hearing

For only the MSPC Settlement:
  • April 19, 2017
    Filing Deadline for requests for Exclusion
  • April 19, 2017
    Filing Deadline for Objections
  • May 10, 2017 at 10:30 am
    The Settlement Hearing